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INDEXING and ABSTRACTING
Part I. Indexes and Indexing
Index a tool which indicates or points out to a user the information or source of information that one needs;
it is a guide designed to indicate topics or features of documents, to facilitate information retrieval.
Indexing the process of creating an index for the purpose of information retrieval. Indexing involves selecting
and assigning terms to represent concepts.
The function of an index is to provide users with an effective and systematic means for locating documentary
units (parts or complete documents) that are relevant to identified information needs. Indexes also serve the
following functions:
Facilitate reference to the specific item or to locate wanted information
Disclose relationships
Discriminate between information on a subject and mere passing mention of a subject
Serve as filter to withhold irrelevant materials
Provide a comprehensive review of a subject field
Give nomenclature guidance
TYPES OF INDEXES
By Arrangement
Alphabetical index based on the orderly principle of letters of the alphabet and is used for the
arrangement of index terms and cross references.
Advantages: more convenient to use and follows an order that is familiar to users.
Drawbacks: problems of synonymy and scattering of entries. Scattering means that more specific
terms are not drawn together under the broader or general term but are frequently cross-
referenced. Synonymy is a kind of semantic or permanent relationship of terms. Two words or
phrases are synonyms when they have almost the same meaning. Terms with subtle differences
between meanings are called near-synonyms.
Examples: H.W. Wilson indexes, Index to Philippine Periodicals (IPP), Computerized Index to
Philippine Periodical Articles (CIPPA).
Classified index has its contents arranged on the basis of relations among concepts from general to
specific. Classified indexes are often based on existing classification schemes such as the Dewey
Decimal Classification, Colon Classification, MeSH tree structure.
Advantages: 1) Useful for generic searches when retrieval is aiming for classes of documents.
Since the hierarchy is clearly presented, the user is alerted to the items closely related to the
concept. 2) Brings similar things together.
Drawbacks: 1) Users find classified indexes difficult to use because of the mode by which these are
constructed. 2) A secondary file, an alphabetical file, is needed to help the user find the relevant
index terms.
Examples: Library and Information Science Abstracts (LISA) index, Applied Science and Technology
Index, Engineering Index, and systematic displays of various thesauri.
Concordance an alphabetical index of all the principal words appearing in a single text or in a multi-
volume work of a single author with a pointer to the precise point at which the word occurs.
Sometimes, concordances are called word and name indexes.
Advantages: 1) Locates a partly or completely remembered passage. 2) Closely represents the
information and ideas that the author had in mind when creating the manuscript.
Drawbacks: Searching is difficult since this type of index spreads similar entries over many
synonymous terms, ignores misspellings, and confuses any general-specific term relationships.
Example: Cruden's Concordance to the Bible and other similar concordances to the Bible.
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INDEXING and ABSTRACTING

Part I. Indexes and Indexing

Index – a tool which indicates or points out to a user the information or source of information that one needs; it is a guide designed to indicate topics or features of documents, to facilitate information retrieval. Indexing – the process of creating an index for the purpose of information retrieval. Indexing involves selecting and assigning terms to represent concepts. The function of an index is to provide users with an effective and systematic means for locating documentary units (parts or complete documents) that are relevant to identified information needs. Indexes also serve the following functions:

  • Facilitate reference to the specific item or to locate wanted information
  • Disclose relationships
  • Discriminate between information on a subject and mere passing mention of a subject
  • Serve as filter to withhold irrelevant materials
  • Provide a comprehensive review of a subject field
  • Give nomenclature guidance TYPES OF INDEXES By Arrangement
  • Alphabetical index – based on the orderly principle of letters of the alphabet and is used for the arrangement of index terms and cross references. ◦ Advantages: more convenient to use and follows an order that is familiar to users. ◦ Drawbacks: problems of synonymy and scattering of entries. Scattering means that more specific terms are not drawn together under the broader or general term but are frequently cross- referenced. Synonymy is a kind of semantic or permanent relationship of terms. Two words or phrases are synonyms when they have almost the same meaning. Terms with subtle differences between meanings are called near-synonyms. ◦ Examples: H.W. Wilson indexes, Index to Philippine Periodicals (IPP), Computerized Index to Philippine Periodical Articles (CIPPA).
  • Classified index – has its contents arranged on the basis of relations among concepts from general to specific. Classified indexes are often based on existing classification schemes such as the Dewey Decimal Classification, Colon Classification, MeSH tree structure. ◦ Advantages: 1) Useful for generic searches when retrieval is aiming for classes of documents. Since the hierarchy is clearly presented, the user is alerted to the items closely related to the concept. 2) Brings similar things together. ◦ Drawbacks: 1) Users find classified indexes difficult to use because of the mode by which these are constructed. 2) A secondary file, an alphabetical file, is needed to help the user find the relevant index terms. ◦ Examples: Library and Information Science Abstracts (LISA) index, Applied Science and Technology Index, Engineering Index, and systematic displays of various thesauri.
  • Concordance – an alphabetical index of all the principal words appearing in a single text or in a multi- volume work of a single author with a pointer to the precise point at which the word occurs. Sometimes, concordances are called word and name indexes. ◦ Advantages: 1) Locates a partly or completely remembered passage. 2) Closely represents the information and ideas that the author had in mind when creating the manuscript. ◦ Drawbacks: Searching is difficult since this type of index spreads similar entries over many synonymous terms, ignores misspellings, and confuses any general-specific term relationships. ◦ Example: Cruden's Concordance to the Bible and other similar concordances to the Bible_._

By Material Indexed

  • Book index – an alphabetical list of topics, names, and/or titles of works which are discussed in the book. The list is found at the back of a book with the corresponding page locators. These topics listed in the index are lifted verbatim from the various parts of the book and do not need to be translated into standard terms. The components of a book index entry consist of: ◦ main index term ◦ subdivision/s under the main index term ◦ page locator ◦ cross references ● Periodical index – an alphabetical list of topics, names, and/or titles of works which are discussed in: articles in one journal title or in numerous journal titles. Its scope is broader. Comparison of Book and Periodical Indexes Book Index Periodical Index Compiled only once within a relatively short time and usually performed by one person. A continuous process performed by a team of indexers and lasting for a longer period. Deals with the topics discussed in the book. Deals with a great variety of topics discussed in articles. Index terms are lifted verbatim from the book. Words from the articles are translated into index terms taken from a controlled vocabulary. Specificity is largely governed by the text itself. Terms are taken from a controlled vocabulary and their level of specificity will depend on the agency's indexing policies. Every single page of a book must be read. Journal issues are scanned for relevant and indexable items and indexers may rely on available abstracts or summaries. Entire text is virtually subject to indexing. Indexing policies govern periodical indexing. The book index is always published with the text. The index is compiled and published separately. ● Newspaper index - an alphabetical list of topics, names, and/or titles of works which are discussed in news articles, columns, and feature articles in one newspaper title or in several newspaper titles. Its scope is broader. Sample newspaper index entries: Australia, UK: High terror threat in MM. Philipp Star 1 - 2: 1+ November 03, 2010 Senate execs had over P1 M in miscellaneous expenses in 2009. Philipp Star 1 - 3:3 November 03, 2010 7 of 10 satisfied with Binay – SWS. Philipp Star 3:1+ November 03, 2 010 Zamboanga Sur vice mayor ambushed in Ermita. Philipp Star 1 - 2: 16 November 03, 2010 ● Audiovisual materials index – an alphabetical list of topics and names which refer to images found in these materials. By Physical Form ● Card index (similar to a card catalog) ● Printed book index ● Microform index ● Computerized index PRINCIPLES OF INDEXING ● Exhaustivity – the extent to which concepts or topics are retrieved by means of broad and specific index terms. This is achieved with the practice of doing both summarization or selective indexing wherein the index terms represent only the major topics or themes; and depth indexing, wherein the index terms represent both the major and minor topics discussed in the document.

restrictions on the use of the index terms, define the term, suggest other related terms, and some provide brief historical use of the terms. Classification schemes – generally contain coded expressions or notations corresponding to the relevant topics in a particular class or subclass. These are arranged hierarchically, from the broadest topic to the most specific ones. However, these contain subject indexes to guide the users to the specific parts of the classification scheme. Examples: Dewey Decimal Classification (DDC), Library of Congress Classification (LCC), Universal Decimal Classification (UDC), Colon Classification (CC), Bliss Classification (BC) , and Expansive Classification (EC). Advantages and Disadvantages of a Natural Language and a Controlled Vocabulary Natural Language Controlled Vocabulary* Advantages:

  1. High specificity, more precise terms
  2. More exhaustive, higher recall
  3. Uses current, up-to-date terms
  4. No misinterpretation by indexer since he uses author's words
  5. Searcher uses a natural language
  6. Easier exchange of material since there is no language incompatibility Disadvantages:
    1. Lacks specificity
    2. Lacks exhaustivity, low recall
    3. Time lag in updating terms
    4. Indexer may misinterpret author's words
    5. Searcher has to learn controlled vocabulary
    6. Language incompatibility creates barrier for exchange Disadvantages:
  7. Problem of scattering prevents searcher from doing exhaustive search
  8. Danger of false drops through incorrect term combination
  9. High exhaustivity and recall lead to loss of precision Advantages:
    1. Eases burden of searching due to control of synonyms; qualifies homographs; provides scope notes; displays broader and narrower terms.
    2. Provides compound terms and other devices to avoid false drops.
    3. Avoids precision loss. *Aitchison, J. & Gilchrist, A. (1987). Thesaurus construction: a practical manual. 2 nd^ ed. London: Aslib. THESAURUS CONSTRUCTION: Procedure ● Define and analyze subject field: its core and marginal areas. ● Study information needs of prospective users and their information system. ● Determine which approach to use: analytical method, gestalt method, or extraction of terms from existing general subject authority lists. ● Select thesaurus characteristics and layout: use of natural language or controlled vocabulary; standardization and control of terms; specificity; pre-coordination level of terms; structural relationships of terms; and method of presentation. ● Selection of terms from standard sources, literature of the subject field, users' profiles, and knowledge and experience of users and experts. ● Recording of terms on worksheets or on machine-readable form. ● Organization of the subjects covered: preliminary organization by categories and hierarchies to form the systematic or classified display. ● Construction of the alphabetical display. ● Consultation with experts. ● Write the introduction and edit the entire thesaurus. ● Produce for publication. ● Maintenance and updating. INDEXING SYSTEMS The development of indexing systems can be traced to the time of Charles Ammi Cutter when he published his Rules for a Dictionary Catalogue in 1876. This was the first attempt to establish a generalized set of rules for alphabetical subject headings. This was further improved by J.W. Metcalfe, one of Cutter's strongest supporters; later on, by J. Kaiser who identified many of the problems which arise frequently in the indexing of periodical literature, technical reports, etc. E.J. Coates went further by putting forward his own theories as to the correct formulation of the combination or significance order of composite headings. It is in this light that other indexing authorities followed suit trying to establish the most effective way of representing and retrieving the subject content of documents.

Coordinate Indexing – an indexing system that allows two or more single terms to be combined or coordinated to create a new concept. For example, if the individual index terms ADULT and EDUCATION are combined, we have a new concept: ADULT EDUCATION. Coordinate indexing can be further subdivided into Pre-coordinate and Post-coordinate Indexing. If an indexer wants to represent subjects consisting of more than one concept as units, s/he combines or coordinates the appropriate terms at the time of indexing. This method is known as pre- coordinate indexing. This is still very widely used in printed indexes by H.W. Wilson and subject headings lists like Library of Congress Subject Headings. Examples: GEOGRAPHIC INFORMATION SYSTEMS, WOMEN IN SCIENCE, INERTIAL CONFINEMENT FUSION If one uses terms to denote the individual concepts present in the document, one is able to coordinate terms at the time of searching, either doing it manually as in the Uniterm system (terminal digit posting) or by using a computer. This method is known as post-coordinate indexing which had its origins in physical forms such as Uniterm or optical coincidence cards which have now been superseded by the computer. Post-coordinate indexing is still the basis for modern information retrieval systems, including most of the World Wide Web search engines currently utilized. ● Alphabetical Subject Indexing – this is best exemplified by the alphabetical subject catalog which contains subject entries and cross references arranged alphabetically in one sequence. The periodical indexes compiled and published by H.W. Wilson are the most widely known, e.g., Education Index, Reader's Guide to Periodical Literature, Library Literature and Information Science. So, too, are our own Index to Philippine Periodicals (IPP) by the University of the Philippines Diliman Main Library and Computerized Index to Philippine Periodical Articles (CIPPA) by Ateneo de Manila University Library. Advantages: 1) self-evident order; 2) hospitality; and 3) flexibility. Disadvantages: 1) alphabetical scatter; 2) conflict with natural language; and 3) generic searching is tiresome due to the roundabout way of searching terms. ● Classified Indexing – brings about a systematic arrangement of index terms whereby related subjects are put together. The entries are grouped under relatively broad subject categories and more specific subject access is provided by means of alphabetical subject indexes. The present Library and Information Science Abstracts (LISA) format is one example. LISA lists the broad subject categories under which the abstracts are organized and provides specific index terms to the former. PubMed (formerly Index Medicus), Applied Science and Technology Index, and the Engineering Index are other examples. Advantages: 1) arrangement is intended to bring related subjects together; and 2) best suited to broad searching. Disadvantages: 1) access is indirect – one has to use the alphabetical index file; and 2) systematic scattering – only the foci in the primary facet (characteristic) will be brought together, those in the other facets will be scattered. ● Permuted Title Indexing – this system relies heavily on the titles of documents and therefore, will only work effectively if the titles of documents are highly specific and expressive. In this system, the significant keywords in the title are rotated as subject-entry point into the index. A stoplist is constructed which contains a list of words which are not of value for indexing, i.e., articles a, an, the; prepositions on, of, in; conjunctions and, or; pronouns he, she, my; and so on. The computer is then programmed to delete any entries which might arise under these terms. Forms of this indexing system are: keyword in context (KWIC), keyword out of context (KWOC) , and keyword and context (KWAC). KWIC was adapted for computer production by Hans Peter Luhn of IBM in 1959. Each keyword appearing in the title becomes an entry point and is highlighted by setting it off at the center of the page. Example of a KWIC index: TECHNIQUE FOR THE STUDY OF THE ELASTICITY OF CRYSTALS A SIMPLE 056 STRUCTURAL IMPERFECTIONS IN QUARTZ CRYSTALS 134 LINEAR COMPRESSIBILITY OF FOURTEEN NATURAL CRYSTALS 156 TRANSLATION GLIDING IN CRYSTALS 177 FLOW OF ROCK FORMING CRYSTALS AND AGGREGATES 199 Keyword out of context (KWOC) is similar to KWIC except that the keywords that serve as access

the QUALIFIER provides the broader context while the DISPLAY shows the term of narrower context. The LEAD position will always be occupied while the other positions need not always be. Framework : A string of terms is organized according to the principle of context dependency. A>B>C>D Below are sample entries illustrating PRECIS: String : Catalysis of synthesis of organic compounds by noble metals Entries: Organic compounds. Synthesis. Catalysis. Synthesis. Organic compounds. Catalysis. Noble metals. Catalysis. Synthesis of organic compounds. Noble metals. Noble metals. Catalysis of synthesis of organic compounds A number of indexes have made use of PRECIS: British Education Index, British National Bibliography. NEPHIS (Nested Phrase Indexing System) – this was developed by Timothy Craven as a simple way of generating strings from which index entries could be generated by computer. Four symbols are used: < > left and right angular brackets mark the beginning and end of a phrase embedded or nested within a larger phrase ? question mark to introduce a connective @ sign to mark a term not to be used as an access point Example: String: Degree courses in mechanical engineering in higher education institutions <Degree Courses? in <Mechanical >>? in Index entries: Engineering. Mechanical. Degree Courses in Higher Education Institutions Mechanical Engineering. Degree Courses in Higher Education Institutions Degree Courses in Mechanical Engineering in Higher Education Institutions Higher Education Institutions. Degree Courses in Mechanical Engineering POPSI (Postulate-based Permuted Subject Indexing) – developed by G. Bhattacharya at the Documentation Research and Training Centre in Bangalore, India. It derives its postulates from Ranganathan's theories of classification. Postulates:

  1. Subject- Proposition
  2. Elementary categories: Discipline (D) – conventional field of study or branch of learning, e.g., Mathematics, Arts Entity (E) – object of study, e.g., Numbers, Courses, Plants, Languages Action (A) – concept of doing, e.g., Migration, Diagnosis, etc. Property (P) – denotes attribute, e.g., Power, Weight, Taste, etc. The coding used for the index string generator is based on the indicator system of Colon Classification. A comma (,) precedes the entity segment; a semicolon (;) , a property segment; a colon (:), a process segment; a hyphen (-), a qualifying subsegment; and a greater than sign (>), a narrower term. Steps involved in POPSI: Step 1. Analysis of the subject Medicine (D), Stomach (E), Adenocarcinoma (P), Chemical treatment = Chemotherapy (A) Step 2. Formalizing the subject-proposition Medicine (D), Stomach (E); Adenocarcinoma (P) : Chemical treatment = Chemotherapy (A) Step 3. Standardization of the subject-proposition Medicine, Stomach ; Adenocarcinoma : Chemotherapy (=Chemical treatment) Step 4. Modulation of the subject-proposition Medicine > Digestive system, Stomach ; Diseases > Cancer > Carcinoma > Adenocarcinoma Step 5. Preparation of the entry Step 6. Decision about the terms of approach

Chemical treatment see Chemotherapy Step 7. Preparation of entries for classification Step 8. Alphabetical arrangement of entries Adenocarcinoma Medicine > Digestive system, Stomach ; Diseases > Cancer > Carcinoma > Adenocarcinoma Cancer Medicine > Digestive system, Stomach ; Diseases > Cancer > Carcinoma > Adenocarcinoma CIFT (Contextual Indexing and Faceted Taxonomic Access System ) – was developed by J.D. Anderson for the Modern Language Association (MLA). Alphabetical subject entries are created from strings provided by the indexer who assigns facets derived from literature, linguistics, and folklore. Has a set of 21 facets for the description and classification of art literature and these are provided in a worksheet. Published in the MLA International Bibliography. CIFT worksheet for art: Author(s): Spector, Jack Document: # Title: Delacroix's “Fatal Mother”:”Medea Killing Her Children” Container title: Arts Magazine Vol/pp: 55: 156- 159 Date: Jan 1981 Facet Code Descriptors

  1. Medium z Painting
  2. Place y France
  3. Period z 1800 - 1899
  4. Style/”ism” w *Romanticism
  5. Artist u *Delacroix, Eugene, 1798- 1863
  6. Theme r *“Fatal mother” $thm
  7. Subject q $tof “Medea”
  8. Work specific p $stu “Medea killing her children”
  9. Source (infl. of) g $iof “Raphael Sanzio”, 1453- 1520
  10. Approach e *Psychological interpretation
  11. Document type b i c Periodical article
  12. Document language i c English Index string: Painting. France. 1800-1899. Romanticism Delacroix, Eugene, 1798-1863. Fatal mother as theme. Treatment of Medea. Study example: “Medea Killing her Children”. Influence of Raphael Sanzio, 1453-1520. Psychological interpretation. #7. Index terms: DELACROIX, EUGENE, 1798- 1863 FATAL MOTHER—AS THEME MEDEA—TREATMENT PSYCHOLOGICAL INTERPRETATION RAPHAEL SANZIO, 1453- 1520 ROMANTICISM CITATION INDEXING – The development of citation indexing goes back to one century ago when the legal profession developed an index, Shepard's Citations, to account for legal decisions and legal citations. Eugene Garfield developed this system of indexing primarily for bibliographic purposes and as a research tool for studying the behavioral characteristics of the literature. In citation indexing, a link is established between a document and each work cited in its bibliography. It leads users to papers by citations, rather than by index terms. It consists of a list of articles, with a sublist under each article of subsequently published paper that cite the articles. Given a particular paper, a citation index shows who cited that paper at a later point. Supplementary indexes are provided in citation indexes apart from the basic index: the Permuterm subject index, which is based on keywords occurring in the titles of citing items; Author index; and Source index. MEASURES OF EFFECTIVENESS OF THE INDEXING SYSTEMS

subject fields are more appropriate. In translating into standard or authorized terms, one has to identify the closest term from the chosen vocabulary that will represent the concept discussed in the document. One also has to think of possible synonyms in the natural language (lead-in/approach terms) since the chosen controlled vocabulary may not have provided for all the possible cross references. In cases where there are no appropriate standard terms available, one can adopt the term used in the document until such time that an appropriate translation of the term is provided. In the meantime, as the indexer uses the natural language term, s/he must provide a scope note either to define the term or limit/restrict its use.

4. Generating Index Entries – index entries may be generated manually or using the computer. Such entries often include the author, title, and subject entries. Mechanics: 1) Use of a preprinted form/bibliographic worksheet for encoding 2) Editing for cross references, spelling, punctuation, headings, subheadings, etc. Arrangement: 1) Alphabetical 2) Classified INDEXING PLAN and MANUAL OF PROCEDURES IN INDEXING Indexing Plan – is a record of basic indexing decisions or policies. It should be developed in advance of any actual indexing, and it has to be maintained, revised, and updated periodically. Reasons for developing an indexing plan: ● Ensure completeness and consistency of access to subjects to avoid misleading users ● Avoid having to go over a document again and again to re-index as on-the-spot decisions are made ● Keep the index within reasonable limits ● Ensure that the indexer has followed the library's policy on how the index should be structured An indexing plan contains the following: ● Statement on the users of the index ● Documents to be indexed ● Parts of the documents to be indexed ● Concepts to be indexed ● Depth of indexing ● Indexing vocabulary to be used ● Handling of errors ● Integration or separation of index entries ● Format ● Alphabetization Manual of Procedures in Indexing – provides specific guidelines in indexing books, periodical and newspaper articles and other types of documents. It is meant to guide indexers, step by step, in the process of indexing. A manual of procedures for indexing contains the following: ● Summary of the indexing process ● Instructions on transcribing the bibliographic reference ● Instructions on assigning index terms ● Instructions on generating index entries PRODUCTION OF INDEX ENTRIES Book IndexElements of a book index: 1. Main heading - top line in the index entry hierarchy; also referred to as access point, index term 2. Subheading – lines of indented text that follow the main heading 3. Reference locator – page number/s 4. Cross reference – directs user to preferred index terms or related index terms governance---------------------------------------------> Main heading <------------ community-based, 25 - 27 --- ---------------------> Reference locator Subheadings <------------ definition, 4- 5 <------------ levels of, 7- 10 See also participatory governance - -----------> Cross reference Purpose of book indexing: 1. Point to the very specific topics, names of persons, and/or titles of publications discussed in a book by rearranging these in an alphabetical order and indicating their exact location through the reference locator.

  1. Provide main and subordinate headings, locators, and cross references such that searching may be generic, proceeding from the general to the more specific, based on the structure and text of a book.

  2. Provide access to specific information in a book using the natural language or free text, i.e., the language used by the author. Periodical Index:Elements of a Periodical Index

  3. Index term with or without a subdivision

  4. Name of author/s in inverted order 3.Title of periodical article

  5. Periodical title *****

  6. Volume and/or issue number

  7. Inclusive pages

  8. Date of publication

  9. Cross references MONEY – INTERNATIONAL ASPECTS ------------------> Index term with subdivision Cooper, Richard N. A monetary system for the future.-> Title of article Author ----> Foreign Affairs 63: 166-184 Fall 2006 Periodical Title ------------> <-------------- Date of publication Volume number - ----> <-------- Inclusive pages Newspaper Index: ● Elements of a Newspaper Index

  10. Index term with or without a subdivision

  11. Name of author or columnist in inverted form

  12. Title of news article and/or title of column

  13. Newspaper title *****

  14. Column number/s

  15. Inclusive pages

  16. Date of publication

  17. Cross references PASIG RIVER -----------------------------------------------------------------→ Index term Gov't gives priority to Pasig River rehab. Philipp ----------Newspaper title Star 1 - 3:2+ Ag 15, 2010 <----------------------------------→ Date of publication < ----------------------------------------------→ Page number <----------------------------------------------------→ Column numbers <----------------------------------------------------------------→ **Title of article

  • The periodical or newspaper title is usually omitted if the index is for one periodical or newspaper title only. STANDARDS ●** These represent the criteria for measuring and assessing indexes These are the result of collective history of experience ● These attempt to codify experience and successful tradition ● These promote consistency and uniformity STANDARDS IN INDEXING ● Define what an index is ● Describe the nature and types of indexes ● Provide guidelines concerning the indexing process and presentation and style of indexes ● Do not attempt to regulate procedures SAMPLE STANDARDS IN INDEXING ● International Organization for Standardization. Information and Documentation Guidelines for the Content, Organization, and Presentation of Indexes. (ISO 999-1996). Geneva: ISO, 1996.

autocomplete/authority list; 3) accuracy checking; 4) time-saving features; 5) special characters; 6) import/export; and 7) checking and editing.

  1. CINDEX – produced by Indexing Research (www.indexres.com) and founded by Frances Lennie in 1985; currently has Windows and Mac versions. It is a uniquely capable program for preparing indexes to books, newspapers, and other periodical publications; also used to prepare glossaries or to create subject authority lists based on existing indexes. Features: 1) instant, automatic alphabetizing; 2) automatic formatting; 3) documents for typesetting; 4) camera-ready copy; 5)time-saving entry shortcuts; 6) search and replace; 7) powerful spell-checking; 8) page reference management; 9) cross-reference management; 10) elimination of redundant subheadings; 11) simultaneous work on multiple indexes. Comes in 3 editions: Student edition, Standard edition, and Publisher's edition.
  2. SKY Index – under constant development by Kamm Schreiner of SKY Software in the United States (www.sky-software.com). It is written in Windows and uses an interface similar to that of Microsoft Excel spreadsheet. Has Student and Professional editions. Features: 1) undo/redo; 2) user interface: data entry grid and preview pane side-by-side; 3) options for configuring the style of one's index; 4) editing commands; 5) find/replace; and 6) autocomplete cross-reference.
  3. HTML Indexer – a tool for creating and maintaining a back-of-the-book index for Web sites, intranets, and other HTML documents in classic HTML, HTML Help, and Javahelp formats. TRENDS IN INDEXING Image indexing or Indexing visual images – more subjective and less consistent; deals with the “Ofness” (more concrete, what one sees, hard aspect) and the “ABOUTness” (more abstract, what is depicted, soft aspect) of an image. Example: of (specific) – Golden Gate bridge; of (general) – bridge; about – the gateway to San Francisco City, or a monument to one of the greatest human endeavors of its time. ● Concept-based image indexing – word-based descriptions of images such as title, keywords, phrases, synopsis, or caption. These are referred to as high-level features. Examples: horse jumping, lotus, child care. ● Content-based image indexing – based on images' intrinsic or low-level features such as shape, color, texture, etc. Indexing tools for images: Art and Architecture Thesaurus (AAT), Thesaurus for Graphic Materials I and II (TGM I and II), ICONCLASS, and CSA Illustrata. Website Indexing – often called A-Z or site indexing; a finding aid for a web site, intranet, or sub-site organized in the same manner as the traditional, alphabetical back-of-the-book index. In a web site index, there are no pages; instead, the text of the entry is hyperlinked to the target page within the website where the topic is discussed. Examples: IMF website index – you click a linked letter and one is directed to the terms related to it; then one clicks on the term and one is directed to that part of the website where the topic is discussed; World Trade Organization website index; World Spirituality Organization; Medical Library Association, American Association for Artificial Intelligence, Massachusetts Institute of Technology Libraries, University of Waterloo, U.S. Census Bureau, European Parliament. Types of website indexes: 1) indexes of e-books; 2) indexes of entire Web sites; and 3) periodical indexes. RESOURCES FOR INDEXERS Indexing Services – websites for indexing services that offer services that indexers might be interested in; also provide useful information about indexing in general. H.W. Wilson Home Page (http://www.hwwilson.com/) presents indexes, indexing information, reference tools, etc. Index West (http://mindspring.com/~indexwest/) offers to create quality indexes for many types of publications and indexing workshops. Marilyn Joyce Rowland (http://marisol.com) offers service for back-of-the-book indexing, periodical indexing, embedded indexing and web site indexing.

Part II. Abstracts and Abstracting

Abstract – an abstract is an abbreviated, accurate representation of the significant contents of a document (ISO 2 1 4); a brief and objective representation of a document or an oral presentation (NISO Z39.14). Abstracting - the process of analyzing and providing a brief, accurate and clear representation of the significant contents of a document. DOCUMENT SURROGATES

  • Annotation – description of the contents of a document, usually to clarify the title.
  • Extract – one or more portions from a document lifted verbatim to represent the whole.
  • Summary – brief restatement of the salient findings and conclusions intended to complete the orientation of the reader; may be found at the beginning of the article or at the end.
  • Terse literature – highly abbreviated statement that encapsulates the major points of a document. USES OF ABSTRACTS
  • Promote current awareness
  • Save reading time
  • Facilitate selection and literature searches
  • Help overcome the language barrier
  • Improve indexing efficiency
  • Aid in the preparation of reviews PRINCIPLES OF ABSTRACTING ACCURACY BREVITY CLARITY TYPES OF ABSTRACTS BY TYPE OF INFORMATION
  • INDICATIVE ABSTRACT - simply describes or indicates what the document is about. Its main purpose is to indicate to the reader whether or not he would want to read the original document.
  • INFORMATIVE ABSTRACT - provides readers with quantitative and qualitative information in the document. SLANTED ABSTRACT - the information or description reported in a document is oriented to a specific discipline to which the abstracting service is devoted. This is known as a discipline-oriented abstract. A second type is the mission-oriented abstract which attempts to meet the needs of a particular industry or group of people. Examples of Discipline-Oriented Abstracts:
  • Abstracts in Anthropology
  • Communication Abstracts
  • Educational Administration Abstracts
  • International Political Science Abstracts
  • Library and Information Science Abstracts
  • Women Studies Abstracts CRITICAL ABSTRACT - an evaluative abstract. Contains views and comments on the quality of work of the author and comparison/contrast with other works. Examples are found in Applied Mechanics Review and Mathematical Reviews, among others. BY WHOM WRITTEN
  • REFERENCE - complete bibliographic citation of the original document
  • BODY - describes the content of the original document briefly and succinctly
  • SIGNATURE - indicates abstractor’s name and his affiliation ABSTRACTING PROCESS
  • Reading/Understanding – introductory paragraphs and text are scanned for key information
  • Selection – abstractor marks the important phrases and passages and jots down marginal notes
  • Interpretation - abstractor uses reasoning and inference; starts organizing the phrases and passages previously marked as well as the marginal notes jotted down
  • Synthesis/Analytical description – desired type of abstract is carefully considered in writing the final draft STANDARDS IN ABSTRACTING Recommendations, guidelines and standards for abstracts have been developed and are relevant not only for authors of documents themselves, but also for compilers of abstracts for an information service or secondary publications International Standard ISO 214- 1976 Abstracts for publication and documentation
  • Prescriptive rather than definitive
  • Presents guidelines for: o Preparing and presenting abstracts o Subject analysis of the text o Style to be used o Length of the abstract
  • Provides definitions of related terms
  • Emphasizes preparation of abstracts by authors of primary documents although these are also applicable to other persons preparing abstracts, i.e., subject experts and professional abstractors Other guidelines, rules, etc. developed by abstracting and indexing (A&I) services, information systems for their own use : EFCE. Draft recommendations for abstracts and abstracting. 1976 IAEA-INIS. Instructions for submitting abstracts. 1976. ACS. Directions for abstractors. 1971. DFS. An introduction to indexing and abstracting for technical information systems. 1971. Defense Documentation Center. Abstracting scientific and technical reports of defense-sponsored RDT/E AD667000. 1968. CITATIONS IN ABSTRACTS Citation formats are provided by: ISO 690 - 1987 Bibliographic references – Content, form and structure ISO/CD 690- 1987 – Content, form and structure ISO 690-2:1997 – Bibliographic references – Part 2: Electronic documents or parts thereof Citation format for monographs/books: Surname/s of author/s, forename/s Title of publication (underlined/italics/all caps) Edition number Place of publication Publisher Year of publication Total number of pages Sample citation format for monographs : Lancaster, F.W. Indexing and Abstracting in Theory and Practice. 3rd^ ed. London: Facet Publishing, 2003.

451 p. Citation format for journal articles: Surname/s of author/s, forename/s Title of article Title of journal (underline/italics) Volume number Issue number in parentheses Inclusive pages Date of publication of journal Sample citation format for journal articles Parkinson, Claire L. Paradigm transitions in mathematics. Philos Math 2(2): 127 - 150 2005 Qualities of a Good Abstract

  • Generally, an abstract consists of just one paragraph. However, in structured abstracts, the major points are presented in several labeled paragraphs.
  • Short, simple, complete sentences are required for easy access to the information.
  • The first sentence of an abstract should not repeat what is in the title and should avoid naming the type of document.
  • Technical words and phrases should be those currently used in the subject field under consideration.
  • Only the most common abbreviations and standard symbols should be used.
  • Discuss the following in order: objective, methods, results and conclusions (OMRC).
  • Use verbs in the active voice whenever possible.
  • Use the third person pronoun.
  • Provide logical connections between materials included.
  • Avoid adding background information, literature review or detailed discussion of methods.
  • No restriction should be placed on absolute length of the abstract. It should be of the length necessary tomake it the most direct, concise, unified statement possible. Steps for Writing Effective Abstracts
  1. Reread the article, particularly the introduction, purpose, methods, scope, results, conclusions, recommendations and summary.
  2. Use the headings, outline heads and table of contents as guide.
  3. After rereading the article, write a rough draft without looking back at what you’re abstracting.
  4. Don’t merely copy key sentences from the article; you’ll put in too much or too little information.
  5. Summarize information in a new way.
  6. Revise your draft to correct weaknesses in organization.
  7. Improve transitions from point to point.
  8. Drop unnecessary information.
  9. Add important information you left out.
  10. Eliminate wordiness.
  11. Print your final copy and read it again to catch any more errors.

This reviewer is based on:

Faderon, R. B. (2011) Review Notes on Indexing and Abstracting.

Other references:

Anderson, J.D. (1997) Guidelines for Indexes and Related Information Retrieval Devices.

Lancaster, F. W. (). Indexing and Abstracting in Theory and Practice

NISO.() Guidelines for Abstracts